Senior Transaction Monitoring Manager
Plenitude is a niche consultancy, specialising in Financial Crime Risk and Compliance and are appointed to the Financial Conduct Authority’s Skilled Persons panel for Financial Crime.
We are recruiting for a Senior Transaction & Monitoring Manager to join us on a new complex programme for one of our esteemed banking clients. The function provides capabilities to execute the Transaction Monitoring (TM) Programme that enables the bank to;
• Maintain, enhance and govern TM standards across all business lines
• Meet its regulatory obligation to effectively monitor customer transactions and/or employee behaviour, identifying potentially suspicious activity
• Ensure that the TM automated solutions are suitably fit for purpose, maintained, and optimised in accordance with the requirements of the banks risk appetite.
The role will focus predominantly on the development and optimisation of TM solutions for our client, including;
• Working to design and support the development, implementation and optimisation of automated TM automated solutions and capabilities
• Collaboration with key Business, Operational, Technology and Financial Crime stakeholders to understand key priorities for the bank and identify enhancement opportunities
For this position you will need a proven track record across TM controls, sanctions and optimisation, knowledge of regulatory environment and risk management with exposure to Financial Crime/Compliance matters working within a Tier Bank or consultancy working with banks.
Experience working in 1st/2nd Line, Transaction monitoring, KYC, screening and remediation projects is extremely desirable for this position also.
- Department
- Advisory and Transformation
- Locations
- London
- Remote status
- Hybrid Remote
Colleagues
About Plenitude Consulting
Plenitude is a niche consultancy, specialising in Financial Crime Risk and Compliance and are appointed to the Financial Conduct Authority’s Skilled Persons panel for Financial Crime. Our focus is firmly on addressing the legal, regulatory, reputational and social imperative for financial institutions to take diligent and rigorous steps to mitigate financial crime risks.
We help our clients meet their regulatory obligations and reduce their financial crime risk exposure by providing deep subject matter expertise, advisory and transformation services. Our services are augmented with subscription products that gives our clients enhanced insight into the vast array of Financial Crime Compliance (“FCC”) laws, regulations, guidance and risk indicators, to more effectively manage financial crime risk while reducing overall costs.
We work with a wide array of financial institutions including retail, commercial and investment banks, insurance companies and asset management firms across UK, Germany, France, Nordics and the EU, and have provided advisory services on some of the largest and most complex FCC transformations in the industry, across multiple jurisdictions. Our proven track record includes working with 6 of the 14 global banks subject to the Systematic Anti-Money Laundering Programme (“SAMLP”) in preparation for the review and response programmes.
Our consultants come from a variety of backgrounds and disciplines across consulting, in-house financial crime compliance, regulators and law enforcement. This blend of skills and perspectives guarantees a practical and proven approach based on deep industry expertise, and we have been praised for our integrity and transparency at every step of our engagements.
Senior Transaction Monitoring Manager
Plenitude is a niche consultancy, specialising in Financial Crime Risk and Compliance and are appointed to the Financial Conduct Authority’s Skilled Persons panel for Financial Crime.
Loading application form
Already working at Plenitude Consulting?
Let’s recruit together and find your next colleague.